This section contains fundamental information and resources that you will need in order to manage your subagreement from account set up to close out.






Subaward vs. PSC  FFATA Reporting Form
Subagreement Process Subrecipient Contacts Form
Subrecipient Monitoring Certification Form for Profit Organizations
Subrecipient Cost Sharing Definition Subagreement  Template
Subrecipient Invoicing Procedures PHS Flow Subagreement Template
Vendor Registration Information Subagreement Modification Template
Subaward Definition Subrecipient Cost Sharing Documentation Form
    Subrecipient Sample Invoice
    Subagreement Close-out Documents
    Certification Form for Educational Institutions,
Non-profits and Local Governments



A subagreement is a document written under the authority of, and consistent with, the terms and conditions of an award (a grant, contract or cooperative agreement), that transfers a portion of the research or substantive effort of the prime award to another institution or organization.

When a portion of the project is going to be carried out at another institution or organization (third parties), a subcontract or subagreement with the University is required in order to ensure compliance with sponsor requirements. The third party is required to provide the necessary resources to conduct the work, including providing an investigator at the work site to oversee the project activities.

The following documentation from each subrecipient's authorizing official is required at the proposal stage:

  • Legal name of subrecipient (completion of the “Subrecipient Contacts Form” is helpful)
  • Contact name and address
  • Tax ID # for subrecipient
  • Subrecipient’s scope of work – What are we paying the subrecipient to do?
  • Subrecipient’s itemized budget and budget justification
  • Subrecipient’s qualifications to do the work

Many federal agencies require a completed cover sheet and certifications signed by the institution's authorized official. Subagreements may also require the prior written approval of the agency's grants officer.

At the award stage, all subrecipients must register as a vendor before a subcontract will be written.

The Office of Sponsored Programs (OSP) writes and executes subagreements with other institutions. OSP will encumber the funds in the grant/contract account for projected expenses pending actual expenditure of the funds for subagreements. The AU department for which the subagreement was written will be notified of the encumbrance number. The department is then responsible for monitoring the subrecipient’s progress and processing the subrecipient’s invoices for payment. OSP is responsible for issuing the subagreements and any modifications, monitoring payments and cost-share reporting, and closing out of subagreements.

Last Updated: 1/13/2014